Financial Services Lawyers in the United States
Compare verified financial services lawyers for regulation, compliance, disputes, and mis-selling.
Showing verified lawyers qualified in the United States.
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Verified financial services lawyers in United States
Showing 5 verified lawyers.
Attorney
Trial attorney with 38 years in civil litigation, intellectual property, and insurance law
Attorney
Attorney with 36 years in commercial and government contracting across Massachusetts and New York
Financial Services lawyers in United States
These lawyers advise firms and individuals on financial regulation and authorisation, compliance, banking and investment matters, and disputes including mis-selling. The regulatory framework is detailed and enforcement is active, so getting compliance right protects your business and customers. A short consultation identifies your key obligations or the strength of a dispute.
The United States is a common law jurisdiction where attorneys are licensed and regulated state by state. Matters are heard in state trial and appellate courts and, for federal questions, in the United States District Courts and Courts of Appeals.
Every lawyer listed is identity and credential verified, and the body that regulates them is shown on their individual profile.
Frequently asked questions
Does my firm need regulatory authorisation?+
Can a lawyer help with a mis-selling claim?+
How do I keep my firm compliant?+
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Financial Services lawyers in other locations
Browse financial services lawyers by jurisdiction.
Other areas of law in United States
Find a lawyer in the United States for another matter.
